-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NmSFsDfU/hFsk2y32tHevIIZjUaZDaQc5nLOMSTvLO+Mu8lqWUyFSoGMM8w9bWp4 z28vwa3mWzloKwTsOOcwMA== 0001140905-06-000128.txt : 20061018 0001140905-06-000128.hdr.sgml : 20061018 20061018160738 ACCESSION NUMBER: 0001140905-06-000128 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061018 DATE AS OF CHANGE: 20061018 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LUCAS ENERGY, INC. CENTRAL INDEX KEY: 0001309082 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 980417780 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-82121 FILM NUMBER: 061151002 BUSINESS ADDRESS: STREET 1: 520 S. EL CAMINO REAL STREET 2: SUITE 432 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-343-4535 MAIL ADDRESS: STREET 1: 520 S. EL CAMINO REAL STREET 2: SUITE 432 CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Panorama Investments Corp DATE OF NAME CHANGE: 20041118 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CERNA JAMES J JR CENTRAL INDEX KEY: 0001101995 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 7135281881 MAIL ADDRESS: STREET 1: LUCAS ENERGY, INC. STREET 2: 3000 RICHMOND AVE., SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77040 SC 13D 1 cerna13d.htm SCHEDULE 13D

SCHEDULE 13D


(Rule 13d-101)


Information to be included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a)


SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549


Under the Securities Exchange Act of 1934

(Amendment No. ___)*



LUCAS ENERGY, INC.

(Name of Issuer)



Common Stock

(Title of Class of Securities)



6503434535

(CUSIP Number)



James J. Cerna, Jr., 3000 Richmond Avenue, Suite 400, Houston, Texas 77040

(713) 528-1881

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)



May 19, 2006

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is subject of this 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box:  


Note.  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are sent.


*

The remainder of this cover page shall be filed out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent



amendment containing information which could alter disclosures provided in a prior cover page.


The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



Schedule 13D


CUSIP No.  6503434535

1.  Name of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only)


          James J. Cerna, Jr.

2.  Check the Appropriate Box if a member of a Group (A) (See Instructions) (B)


3.  SEC Use Only


4.  Source of Funds (See Instructions)


PF

5.  Check if Disclosure of Legal Proceedings if Required Pursuant to Item 2(d) or 2(e)  


6.  Citizenship of Place of Organization


USA

Number of Shares Beneficially Owned by Each Reporting Person With

7.  Sole Voting Power


3,377,210

8.  Shared Voting Power


0

9.  Sole Dispositive Power


3,377,210

10. Shares Dispositive Power


0

11.  Aggregate Amount Beneficially Owned by Each Reporting Person


3,377,210

12.  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

(See Instructions)

13.  Percent of Class Represented by Amount in Row (11)


12.44%

14.  Type of Reporting Person (See Instructions)


IN





Item 1.     Security and Issuer.

 

    The statement relates to the Common Stock, $0.001 par value per share ("Common Stock") issued by Lucas Energy, Inc., a Nevada Corporation (the "Company"), whose principal executive offices are located at 3000 Richmond Avenue, Suite 400, Houston, Texas, 77040.

 

 

Item 2.     Identity and Background.

 

    This statement is filed by James J. Cerna, Jr., an individual ("Reporting Person"), whose principal offices are located at 3000 Richmond Avenue, Suite 400, Houston, Texas, 77040.

 

    The Reporting Person has not, during the last five (5) years (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws.


Item 3.     Source and Amount of Funds or Other Considerations.

 

    The Reporting Person acquired 3,377,210 shares of the Company's stock in exchange for funds tendered to the Company’s wholly-owned subsidiary and for services as a founder of the subsidiary company.  The shares are held by the James J. Cerna Revocable Trust, of which the Reporting Person is the Trustee.


Item 4.     Purpose of Transaction

     

The purpose of the transaction in the stock is investment. Additionally, no changes will be made to the issuer's charter, bylaws or instruments corresponding thereto.


Item 5.     Interest in Securities of the Issuer.

      

COMMON STOCK

 

As of the date hereof, the Reporting Person beneficially owns 3,377,210 shares of the Company's common stock, comprising 12.44% of the issued and outstanding common stock of the Company.  The percentage used herein is calculated based upon the 27,140,013 shares of Common Stock of the Company stated by the Company as issued and outstanding as of July 13, 2006. The Reporting Person has sole voting and dispositive powers with respect to 3,377,210 shares of Common Stock which he owns and which are held by the James J. Cerna Revocable Trust, of which the Reporting Person is the



Trustee.  The Reporting Person has not effected other transactions in the shares of the common stock.


Item 6.     Contracts, Arrangements, Understandings or Relationships With Respect to

                 Securities of the Issuer.

  

None.


 

Item 7.     Material to be Filed as Exhibits.

 

None.

 

 

SIGNATURE


     

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Dated: October 18, 2006

       

/s/ James J. Cerna, Jr.

James J. Cerna, Jr.

                                         

    

 






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